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page 1 / 1106 . OCR, unverified
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Subject: re: wires (7)
From: Amanda Kirby a
Date: Thu, 10 Apr 2014 15:14:32 -0400
To:
Cc: bellaklein Klein a>,
Darren Indyke <
Classification: Public
Also,
This is missing an account number
Kind regards,
Amanda Kirby
Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
Deutsche Asset a Wealth Management
10154-0004 New York, NY, USA
Tel.
Fax
Email
Securities offered through Deutsche Bank Securities Inc.
From: Richard Kahn q
I> To: Amanda Kirby/db/
, Cc: Darren Indyke
>, bellaklein Klein a>
Date: 04/10/2014 03:01 PM Subject: re: wir
es (7)
Please call Darren to confirm
Thank you
(attachment "DB_Jeepers_WT_JEE_DB_4-10-2014.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "DB W
ire - Southern Trust 244 to Marks Paneth Schron 4-10-2014.pdf" deleted by Amanda Kirby/db/dbtom] [at
tachment "DB_JEE_Kellerhals Ferguson Kroblin EDC_4-10-2014.pdf" deleted by Amanda Kirby/db/dbcom] [a
ttachment "DB_JEE_Ossa Properties_4-10-2014.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "DB_J
EE_Martin Weinberg_4-10-2014.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "DB_JEE_Mischon de R
eya_4-10-2014.pdf" deleted by Amanda Kirby/db/dbcom] (attachment "DB_JEE_Kellerhals Ferguson Kroblin
_4-10-2014.pdf" deleted by Amanda Kirby/db/dbcom]
Richard Kahn
HBRK Associates Inc.
Nel.
Yor
Ner Yor
tel
fax
cell
EFTA01404932
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Subject: Due Diligence Notification
From: "=?iso-8859-17b7rhvlierpbglnzw5jzsbobarpzmljyxrpb24=?= <>"
Date: Tue, 10 Sep 2013 08:49:07 -0400
To: Amanda Kirby <
>
Your research request is available for review.
Your Due Diligence Case :
for 8851-The Haze Trust has been completed.
ATTENTION : This message is automatically generated by the Due Diligence system. PLEASE DO NOT REPL
Y
DBForce Link : https://salesforce.intranet.db.com
EFTA01404933
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Subject: The following case that you have created has been closed.
From: Dhruv Yadav <
M>
Date: Fri, 13 Sep 2013 16:16:46 -0400
To: Amanda Kirby <
The following case that you have created has been closed.
Case Number: 01124704
Customer:
Account: Jeepers, Inc
DB Account:
Description: ABR, Please vett the signing authorities and approve the case with W-9.
New Banking
KYC#: 01121881
NAO#: 6723713
Amanda Kirby:
Click here for details https://na4.salesforce.com/5006000000THdLI.
EFTA01404934
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Subject: Re: Fw:
From: PWMUS AMLKYC
Date: wed, 09 Oct 2013 15:48:57 -0400
To: Amanda Kirby
Cc: PWMUS AMLKYC
'
Jacqueline Lightbody
rdc alert (I]
Classification: For internal use only
Hi Amanda,
AML
m lian e reviewed the attached PCR alerts dated 10/9 2013 rela in
The alert pertains to the wife of a former
According to the business, our client is in her early 30's and
lives in NYC; whereas, the alert pertains to a
that is in her
60's and lives in Wisconsin. Accordingly, AML Compliance CLEARS this alert as
a false positive.
Kind regards,
Andrew Kisz
(Embedded image moved to file: pic31960.gif)
Andrew Kisz
Associate I AML Compliance Officer
DB Services New Jersey, Inc.
Asset a Wealth Management
5022 Gate Parkwa , Suite 400, 32256 Jacksonville, USA
Tel.
Email
(Embedded image moved to file: pic22729.gif)
From:
Amanda Kirby/db/dbCOm
To:
PWMUS AMLKYC/db/dbCOm@DBAmeriCas,
CC:
Andrew Kisz/db/dbcom@DBAMERICAS, Jacqueline Lightbody/db/dbcom@DBAMERICAS, Paul Morris
/db/dbCom@DBAMERICAS
Date:
10/08/2013 12:42 PM
Subject:
Fw:
rdc alert [I]
Classification: For internal use only
Hi,
This PCR alert does not pertain to our client. This
is in her
60's and lives in Wisconsin. Our
is in her early 30's and lives
in NYC. Please clear alert
Best,
Amanda Kirby
(Embedded image moved to file: pic13526.gif)
EFTA01404935
--- PAGE 2 ---
Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York, NY, USA, 10154-0004
Tel.
Fax +
Email
(Embedded image moved to file: pic00702.gif)
Forwarded by Amanda Kirby/db/dbcom on 10/08/2013 12:39 PM
From:
PWM BIS-Research/db/dbcom@DBAPAC
To:
Cc:
Amanda Kirby/db/dbcom@DBAMERICAS,
PWMUS AMLKYC/db/dbcom@DBAmericas
Date:
10/08/2013 10:00 AM
Subject:
rdc alert (I)
Classification: For internal use only
Hello
Attached is an alert for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to